Due Diligence Guidelines –
Legal and Regulatory Compliance and Legal Proceedings and Disputes
The following paragraphs of Part A of Appendix 1 to the Listing Rules require the following information to be included in the listing document:
31. Particulars of any restriction affecting the remittance of profits or repatriation of capital into Hong Kong from outside Hong Kong.
40. Particulars of any litigation or claims of material importance pending or threatened against any member of the group, or an appropriate negative statement.
Note: under paragraph 40 reference to the group is to be construed as including any company which will become a subsidiary of the issuer by reason of an acquisition which has been agreed or proposed since the date to which the latest audited accounts of the issuer have been made up. (Note 3)
HKCFEF Limited and the contributing law firms, accountants and sponsors are not offering these due diligence guidelines as legal, financial or professional advice or services and they should not be relied upon as such. These due diligence guidelines should not be used as a sole basis for any decision, action or inaction and are not meant to serve as a substitute for the advice of qualified professionals. See here for the full terms and conditions.