Disclaimer

HKCFEF Limited and the contributing law firms, accountants and sponsors are not offering these due diligence guidelines as legal, financial or professional advice or services and they should not be relied upon as such. These due diligence guidelines should not be used as a sole basis for any decision, action or inaction and are not meant to serve as a substitute for the advice of qualified professionals. See here for the full terms and conditions.

Due Diligence Guidelines

Hong Kong Regulators

Hyperlinks

Hong Kong Sponsors Due Diligence Guidelines

Code of Conduct for Regulators

Communications with Regulators Hyperlinks

Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission

Corporate Finance Adviser Code of Conduct

Hong Kong Securities and Futures Commission

Hong Kong SFC

Hong Kong Stock Exchange Listing Rules
Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited
Due Diligence Checklist
Due Diligence Process
Due Diligence Compliance

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