Hong Kong Sponsor Due Diligence Guidelines

March 2016 Edition

The Hong Kong Sponsor Due Diligence Guidelines have been developed as an initiative of Hong Kong sponsors for the purpose of promoting standards in the conduct of due diligence in respect of new Hong Kong listings of equity securities with a view to maintaining the integrity of the Hong Kong market and, in particular, to assuring the quality of information disclosed in listing documents.
You need to register and log in before you can download or read the PDF version of this content.  Please use the login form on the right to login or create an account.If you create a new account, your login and password will be emailed to you from no-reply@duediligenceguidelines.com

Register to download the PDF version of Due Dilligence Guidelines or read online:

Hong Kong DDG Logo

All Chapters
Hong Kong DDG Logo

Preface, Glossary and Table of Contents
Hong Kong DDG Logo

General Approach
Hong Kong DDG Logo

General Due Diligence
Hong Kong DDG Logo

Specific Matters / Experts and Third Parties
Hong Kong DDG Logo

Management of the Listing Process

Hong Kong Sponsor Due Diligence Guidelines

as at September 2013 version
as at January 2015 version

Due Diligence Guidelines

Hong Kong Sponsors

Paragraph 17 of the Code of Conduct

Hong Kong Due Diligence Guidelines

Guidance for Hong Kong Sponsors

Paragraph 17 of the Code of Conduct

Advice for Hong Kong Sponsors

Listing Rules

Persons licensed by or registered with the SFC

Hong Kong Securities and Futures Commission

Hong Kong SFC
Quality of sponsor work
Due Diligence Checklist
Due Diligence Process
Due Diligence Compliance
New Hong Kong IPO