Chapter 30

Due Diligence Guidelines –

Provision of Information to Analysts

Addendum 8: Suggested Rider for Invitation to Analysts’ Presentation

By accepting this invitation, you:

(a) acknowledge and confirm that you have read, and agree to, the restrictions and observations set out in the guidelines (“Research Report Guidelines”) dated [•] titled [“Project [•] – Syndicate Analysts’ Research Reports”] from [Underwriters’ counsel];

(b) agree and undertake not to seek from the Company, its directors or its advisers, whether directly or indirectly, any material information including forward-looking information (whether qualitative or quantitative) concerning the Company that is not:

(i) reasonably expected to be included in the prospectus to be issued by the Company; or

(ii) publicly available; [and]

(c) are deemed to have agreed to and represented to the Sponsors and the Global Coordinators the matters set out in the Research Report Guidelines[.] / [; and

(d) agree to submit written questions in advance of the analysts’ presentation to be held on [•] (note such submission of written questions will not preclude you from asking additional questions during the presentation but will allow the Company’s management to be better prepared and focused during the presentation).]

Disclaimer

HKCFEF Limited and the contributing law firms, accountants and sponsors are not offering these due diligence guidelines as legal, financial or professional advice or services and they should not be relied upon as such. These due diligence guidelines should not be used as a sole basis for any decision, action or inaction and are not meant to serve as a substitute for the advice of qualified professionals. See here for the full terms and conditions.

Due Diligence Guidelines

Material Information

Analysts Presentation

Hong Kong Sponsors Due Diligence Guidelines

Material Information Including Forward-Looking Information

Addendum 8 Suggested Rider for Invitation to Analysts Presentation

Provision of Information to Analysts

Research Report Guidelines

Due Diligence Checklist

Due Diligence Process

Due Diligence Compliance
Syndicate Analysts Research Reports

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