On 8 October 2013, the Securities and Futures Commission (SFC) published FAQs on the sponsor regime. The New Sponsor Regime FAQs cover the following topics: General, Eligibility to act as Principal, Examinations, Examination exemptions and Team Structure Chart. The FAQs are available at http://www.sfc.hk/web/EN/faqs/intermediaries/licensing/other-topical-issues/sponsor-regime.html.
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Hong Kong Sponsor Due Diligence Guidelines
2020 edition
Published by HKCFEF Limited
Copyright 2013-2020 © HKCFEF Limited
Coordinating law firm: Charltons
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