HKEx Publishes Listing Document Simplification Guide

Apr 6, 2016

HKEx published Guidance Letter HKEx-GL86-16 “Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applicants” (the “Listing Document Simplification Guide“) on 2 February 2016. This provides general guidance on producing clear and concise listing documents and includes in Appendix 1 a consolidated and updated version of a number of guidance letters on disclosures in listing documents. Section 5 of the Listing Document Simplification Guide provides links to: (i) sample “Summary of the Constitution and Laws of Place of Incorporation” sections of listing documents of applicants incorporated in Bermuda, the Cayman Islands and the PRC; and (ii) the corresponding sample constitutional documents for applicants.

 

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Hong Kong Sponsor Due Diligence Guidelines

2020 edition

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