Hong Kong Stock Exchange updates to Guidance Letter (GL27-12), Guidance Letter (GL41-12) and FAQ Series 23

Nov 8, 2013

The Hong Kong Stock Exchange updates (i) Guidance Letter (GL27-12) on Simplification Series – Disclosure in listing documents for IPO cases – the “Summary and Highlights” section; (ii) Guidance Letter (GL41-12) on disclosure requirements for IPO cases – Disclosure of material changes in financial, operational and/or trading position after trading record period and (iii) Frequently Asked Question Series 23 – disclosure of a new applicant’s unaudited net profits/losses after its track record period in a listing document http://www.hkex.com.hk/eng/rulesreg/listrules/latestrelease/latest_release.htm

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Hong Kong Sponsor Due Diligence Guidelines

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