Developments

Developments, updates and news about the Hong Kong Sponsor Due Diligence Guidelines, the sponsor regulatory regime, Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, Hong Kong IPOs and guidance provided by The Stock Exchange of Hong Kong Ltd and the Securities and Futures Commission.
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The Guidelines

Hong Kong Sponsor Due Diligence Guidelines

Register for a free download of the pdf version of the due diligence guidelines developed by Hong Kong sponsors in light of Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.

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References

Guidance from the SFC, the Hong Kong Stock Exchange and others on the sponsor regulatory regime, initial listing applications, experts and other IPO professionals, reasonable due diligence and compliance with the standards set out in Paragraph 17 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.

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